UBS Securities

UBS Securities Canada is the Canadian investment banking branch of Zurich-based UBS AG.

Overview

• Organizational chart
• Annual report
• Latest quarterly results

M&A

• UBS Securities Deal Sheet PDF file. Last updated January 2023.
• League Table PDF file. Last updated April 2019.

Company news

• UBS sees strong growth in private client mandates: It aims to raise penetration of mandates among Apac clients from 13% to 18%, on both discretionary and advisory portfolios.
• UBS Fired Senior Investment Banker Over Buyout Loan; Episode shows how government crackdown on leveraged lending continues to roil banks
• UBS Head Warns of Tough First Quarter; CEO Sergio Ermotti says investment banking faces ‘one of the worst first quarter environments in recent history’
• UBS fined £27m for millions of errors
• Big Banks Fined $100 Million for Hong Kong IPO Failures; Regulator bans UBS from most senior role on IPOs for a year
• Former UBS Employee Sues for Sexual Harassment, Discrimination; UBS said an independent review found the bank made ‘no fundamental errors’ while investigating woman’s allegation that she was raped by a colleague
• UBS accused of gender bias after mothers lose bonuses: ? Bank cuts long-term incentive pay ? More than a dozen women complain
• French Court Fines UBS $4.2 Billion for Helping Clients to Evade Taxes: [Business/Financial Desk]

Company & industry reports

• UBS Wealth Management (UBS Investment Bank)
• UBS Group AG (UBS AG)
• Global investment banking & brokerages

Trade magazines

• Euromoney
• Mergers & Acquisitions
• Financial Analysts Journal
• Institutional Investor

People

• Sergio P. Ermotti, Group Chief Executive Officer
• Martin Blessing, Co-President Global Wealth Management
• Robert Karofsky, Co-President Investment Bank
• Piero Novelli, Co-President Investment Bank
• UBS Executive List

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